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Compliance Policies and Disclosures

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Privacy Policy

At Britannia, we are committed to the privacy and confidentiality of all personal information our clients provide.

The information that we may store includes your name, email, address, and phone number taken from the forms on our website. In some instances, such as when opening an account with us, we will require your employment details, previous investment experiences, and financial situation - this information may also be stored. We are also entitled to collect any information gathered from your transactions. We may use personal information submitted to us to contact you in relation to the services or products that we offer, or when reviewing our marketing and advertising strategies. By submitting or supplying that information, you are consenting to the use of it as previously stated.

If you wish to alter the information you have submitted to us, request a copy of our information for you, or revoke your consent for us to use that information, please contact us..


Britannia seeks to display accurate and current information on our website. However, Britannia makes no warranties as to its accuracies. Britannia cannot guarantee that every product and service listed on this website will be available at any time and to any individual due to regulatory constraints. Likewise, Britannia is not to be held liable for any injuries, losses, damages, or claims due to the inaccuracies of margins and minimum requirements advertised on this site. It is solely the responsibility of the individual user to assess and evaluate the accuracy, precision, and reliability of the information displayed. Any external links provided should not be treated as referrals or endorsements, and are merely there for convenience or information reasons.

Britannia reserves the right to modify these policies on which we operate at any time and therefore we advise you to check this page regularly.

If you have any concerns or queries, please contact us.

Britannia is authorised and regulated by the Financial Conduct Authority (FCA) - Registered no. 114159.

A member of the London Stock Exchange and FIA Europe.

Non-independent research policy

Our research material is not intended to be advice or a recommendation to buy, sell or hold any investment mentioned. No view is given as to the present or future value or price of any investment, and investors should form their own view in relation to any proposed investment.

Any information which could be construed as “investment research” has not been prepared in accordance with legal requirements designed to promote the independence of investment research and as such is considered to be a marketing communication.

The research material provided is not an offer to buy or sell any of the instruments mentioned. Britannia accepts no responsibility for any use made of this material and for any consequences that may result. Britannia cannot guarantee the accuracy or completeness of the information provided and consideration has not been given to the personal circumstances of any investor. Any person acting on it does so entirely at their own risk and must assess the suitability of any investment for their own personal circumstances and individual investment objectives. It is not a personal recommendation.

Although Britannia is not specifically constrained from dealing ahead of any research material we do not seek to take advantage of it before it is provided to our clients. We aim to establish and maintain and operate effective organisational and administrative arrangements with a view to taking all reasonable steps to prevent conflicts of interest from constituting or giving rise to a material risk of damage to the interests of our clients (including restrictions on dealing for writers of equity commentary).

Britannia may hold investments which are the subject of commentary prepared and published by other parties. Accordingly, appropriate organisational and administrative controls (including physical and information barriers, known as “Chinese Walls”) are in place between different parts of our business, including our fund management function, in order to manage these potential conflicts of interest. For more information please see our Conflicts of Interest policy.

Our opinions on particular investments (and the facts underlying them) are valid as at the date of publication, but can change at any time, and we may not update our views on any particular investment on a regular basis. Accordingly such opinions and facts may become outdated or obsolete after the date of publication. We do not intend to provide recommendations to buy, sell or hold particular investments, nor do we provide price targets.

Issued by Britannia Global Markets Limited (“Britannia”), which is authorised and regulated by the Financial Conduct Authority (FCA Register number 114159, see FCA register for registration details) and registered in England and Wales No 1969442. Registered office: 130 Shaftesbury Avenue, London W1D 5AR.

Cookie Policy / Use of Cookies

This site uses cookies as per the majority of modern sites today. A cookie is a small text file that is stored on a user's computer for record-keeping purposes to be able to remember preferences. Different websites can each send their own cookies to your browser if your preferences allow it. Your browser only allows a site to access the cookies it sends to you, not the cookies sent by other sites. You can configure your browser to accept or reject cookies. All browsers are different, so go to the help section of your browser to find out how to do this. A beacon is used in connection with cookies to gain an understanding of how a websites users navigate through and process the content contained in the site. If you disable your cookies the site may not function as intended.

To better understand your use of this particular website, we use various cookies, none of which will cause you or your computer any harm and none of this contains your secure information, such as credit card and payment details etc. However, we use the cookies and beacons to help your browsing experience and collect information such as: visits, page views, average time on site, referrals etc so we can improve our site.

We use the following cookies should you require more information, full details available freely on the internet.

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