
Discussion of the Sub-Roman
Character of Ambrosius, Part 2
by Michael Veprauskas
GENERATIONS OF
AMBROSIUS
Ambrosius, the
Elder
In the section of
Nennius' Historia Brittonum dealing with the very
beginning of Vortigern's
reign, we find:
"Vortigern
then ruled in Britain and during his reign he was
under pressure, from fear of the Picts and Scots
(Irish), and of a Roman invasion, and not least, from
dread of Ambrosius."6
Note that the Saxons
had not yet been invited in as foederati soldiers by
Vortigern, that this section precedes the account of
the arrival of Hengist and Horsa, and that the four
concerns above carry roughly equal weigh except for
the apparent "dread" of Ambrosius. The most
probable time in which Vortigern would have had to
fear a Roman invasion to reclaim their lost diocese
was between 425-429 when Gaul was under the relatively
stable leadership of the great Aetius.7
This coincides precisely with the very beginning of
Vortigern's High-Kingship, when he would be most
vulnerable. (see
Adventus
Saxonum) The date is c.425.
This particular
Ambrosius, an adult with influence enough to challenge
Vortigern's authority, is not the same individual
alluded to by Gildas. The Ambrosius Aurelianus who was
active in the 460's and beyond, would clearly be too
old if he were the above Ambrosius of Nennius. The
Ambrosius mentioned by Nennius, however, is consistent
with the father of Ambrosius Aurelianus mentioned by
Gildas. For simplicity sake, we shall refer to him for
now as Ambrosius the Elder. The memories of the two
Ambrosii became confused and merged in legend.
Gildas tells us that
the parents of Ambrosius Aurelianus were
"Romans", and "for their merit were
adorned with the purple". The Roman part is the
simpler to explain, implying citizenship, a sense of
belonging, a political outlook, etc. "Adorned
with the purple" is another issue. Purple was the
Imperial colour, typified by the Toga Purpurea and
Toga Picta, worn by Roman Emperors. It was both
difficult to obtain and extremely expensive. Various
theories have been proposed regarding this. The
oldest, that of Geoffrey of Monmouth's account in his
History of the Kings of Britain, will be discussed
first. In this work Geoffrey tells us that Ambrosius,
to whom he always refers as Aurelius Ambrosius, was
the second son of Constantine Fendigaid, King of
Britain. Along with Uther Pendragon his younger
brother, he was hidden away in Brittany after the
betrayals and deaths of his father and older brother
Constans.8 This
story is based on actual historical characters, the
usurper Emperor Constantine III and his son Constans.
In the course of four years (407-411) they held
Britain, most of Gaul, and Spain. For a brief time
Constantine was recognised by the legitimate Western
Roman Emperor, Honorius, as co-Emperor in the West. If
in actuality he was Constantine's young son, this
would readily and most conveniently explain Gildas'
reference to Ambrosius' father "wearing the
purple". According to the historian, Zosimus,
Constans was Constantine III's "eldest son".
The implication is that he had more. There is no
direct evidence that they were named "Ambrosius"
or "Uther". Fortunately, the solution to
this problem is not dependent on answering the above,
but is found in the words of Gildas himself. In
speaking of another usurper Emperor some 25 years
before the time of Constantine III, he says:
"At
length also, new races of tyrants sprang up, in
terrific numbers, and the island, still bearing its
Roman name, but casting off her institutes and laws,
sent forth among the Gauls that bitter scion of her
own planting Maximus, with a great number of
followers, and the ensigns of royalty, which he bore
without decency and without lawful right, but in a
tyrannical manner, and amid the disturbances of the
seditious soldiery ... attaching to his rule ... all
the neighboring towns and provinces against the Roman
state, extending one of his wings to Spain, the other
to Italy ..."9
The careers of both Magnus
Maximus and Constantine III are very parallel;
their rise to power by the acclamation of Roman
soldiers in Britain, their subsequent invasion of
Gaul, the extent of their domains, their
acknowledgement as co-Emperors by the legitimate
Emperors out of political expediency, and even their
inglorious ends are both remarkably similar. Gildas,
who does not even mention Constantine III or his
effect on Britain, would certainly have held him in
the same esteem as Maximus! Constantine is certainly
not the one Gildas had in mind as father of Ambrosius!
Nor does the phrase "for their merit" have
any relevance in this context! In addition, Armorica,
where Ambrosius and Uther were supposed to have been
brought up in exile, was among the provinces that
rebelled from Constantine III and ejected his
officials.
A more recent theory,
proposed in King Arthur, the True Story10
is that Ambrosius' father, i.e. the Elder, was the
Comes Britanniarum sent to reassert Imperial authority
in Britain after usurpation by Constantine III. The
problem here is that by this point in the history of
the Empire, a clear distinction between civilian
government and military commands had been made. Both
branches of government were staffed by career people.
Where a military unit went, so did its commander. Such
an individual would not have left his family behind in
Britain. The authors also suggest that this Comes
Britanniarum may have been a relative of Constantine
III. This is also very unlikely because once his
authority was more or less secured, Emperor Honorius
carried out a ruthless purge of all those involved in
the recent usurpations of Constantine III, Jovinus,
and others. This included families, collaborators, and
sympathizers.11
Another theory, held by many,
is that Ambrosius the Elder may have been a King or Emperor
in a clearly British context, i.e. a High Kingship in
Britain, either before or concurrently as a possible rival
to Vortigern. Some statements from Nennius' Historia
Brittonum seem to bear out this point of view. The prime
objection to this, however, is the same as that levelled
against Constantine III. There is no imparting of
"lawful" authority here, but an assumption of
power by a "tyrant". It would certainly not be
"Roman" to proclaim oneself Emperor or High-King,
when the legitimate one still resided in Ravenna. As shown
by John Morris in his Age of Arthur,12
Gildas was both quite careful and precise in his use of
Latin terms to describe rulers, kings, governors, and
matters Roman. By Roman, he meant authority and lineage
deriving from the legitimate Emperor in Italy. This was not
only Gildas' view, but that of most late Romano-British
subjects. In their world view, "Roman" was one
sent in from outside the British Dioceses, usually a
government official, that represented the Roman Empire in
some way. Nor would Honorius, as the lawful Roman Emperor,
appoint someone as "Emperor" or
"High-King" in a clearly British context.
In a further section of
Nennius, Vortigern attempts to build a fortress but is
frustrated and requires the assistance of a "boy
without a father". When all is said and done, Vortigern
asks: "What is your name?" the boy replies "I
am called Ambrose". When further asked: "What is
your origin?" Ambrosius replies "A Roman Consul
was my father."13 This is
clearly Ambrosius the Younger, or Ambrosius Aurelianus
speaking. Such an individual as his father, a Roman Consul,
would certainly meet all the requirements of Gildas to be
"Roman". Also of interest is the fact that in late
Roman times, Consuls as well as Emperors were permitted
to wear the Imperial Purple. Originally, consuls were
the chief executive officers in the Roman Republic and two
of them were elected on an annual basis. Among their other
duties, the Roman senate assigned them each a province to
rule, the remaining provinces were ruled by governors called
Praetors. In the time of the Empire, the tradition continued
but their power was largely assumed by that of the Emperor.
He was usually one of the consuls, at least in his first
year of office, and also appointed them in conjunction with
the Roman senate. At any period in the history of Rome, it
was an extremely prestigious position. These consuls were
referred to as Consul Ordinarius, ordinary Consuls. It is
extremely unlikely, that an individual holding such an
esteemed position, would be stranded, so to speak, in such
an outpost of the empire as Britannia.
Over the centuries,
successive reorganisations of the Roman Provinces resulted
in their becoming smaller and more subdivided. This
decreased management concerns and prevented too much power
from resting in the hands of one individual, which would be
an open formula for rebellion and usurpation. In the late
Roman period of the Western Empire, Britain was divided into
five provinces, each with its own governor. The governors
reported to the Vicarius for the whole of the British
Diocese, at his headquarters in London. He in turn, reported
to the Praetorian Prefect in Gaul, at Arles. The names of
many of the Vicarii for Britain are known, and do not
include an Ambrosius in the latter Roman period, but those
of the governorships is non-existent. At this time,
throughout the Empire, the position of governor was filled
by both those designated Praeses (the majority, drawn
from the equestrian class) and a special few were designated
Consularis and required senatorial status to qualify.14
This was part of an effort to bring the upper nobility and
senate back into public life after decades of
disenfranchisement. Hence, the number of consuls and those
with consular powers greatly increased in the later Roman
period. In that great resource of the late Roman Empire, the
Notitia Dignitatum, one province of Britain is designated as
being governed by a Consularis. That of Maxima Caesariensis,
centred at London, and comprising roughly the eastern half
of Britain below the Wash. Could the last regularly
appointed Roman governor of Maxima Caesariensis, either
immediately before or somewhat after the usurpation of
Constantine III, been Ambrosius the Elder? Both a senator
and consul, continuing to profess loyalty to Rome and the
Western Empire, could he have been without the military
means of enforcing the Roman writ?
As part of Constantine the
Great's policy of reinvigorating the Roman Empire, he
separated the duties of the provincial governors and the
military command. The director of provincial finances was
also a separate entity, responsible directly to the Emperor.
These steps offered checks and balances, and were also aimed
at discouraging rebellion in the provinces. In addition,
Constantine greatly desired to increase the involvement of
the roman nobility in the government of the empire and took
steps to make it happen. He not only allowed, but
encouraged, those of senatorial rank to fill the important
position of imperial governor, a position they had been
excluded from since the 3rd century. By filling important
positions with the most educated and cultured men of his
time, he hoped to bring greater justice and acceptance of
imperial authority in the provinces they were appointed to.
Appointments were based the on personal merit of
individuals, and that of their houses. Many of these
individuals came from Gaul, especially the Aquitaine region
and from the Civitates of Northern Italy.15
From the time of Constantine the Great, many governors were
well received and respected in the provinces they served in.
The phrase of Gildas "for their merit" clearly
comes to mind here.
A major hindrance to
Constantine the Great and latter Emperors' implementation of
the above reforms, was the fact that the Roman upper class
and nobility were slow to accept the new religion of
Christianity professed by most of the latter Roman Emperors.
Constantine's religious policy greatly offended the Roman
upper class. He, and later Emperors, overcame this to some
extent through careful overtures to the upper class but also
by greatly enlarging the pool of potential candidates. In
his History of Roman Britain, Peter Salway states:
"Constantine
was, it is true, extending the pool of experienced men that
could be drawn on by substantially increasing the number of
successful members of the imperial service who were admitted
to the senate. The enormous funds at his disposal as the
result of confiscations in the civil wars, new taxation, and
seizure of (pagan) temple property enabled him to raise the
private fortunes of these men to the level of capital
required for eligibility for senatorial rank."16
This process was continued by
the later emperors and in its latter days, the imperial
senate comprised some 2,000 individuals. Many of these new
members were of Christian belief or at least tolerant of the
new religion. Near the end of the 4th century, an important
example of one who rose through the civil ranks, becoming a
provincial governor and later the Bishop of Milan is St.
Ambrose of Milan. An important figure in both the civil and
religious institutions of the empire, advisor and confidant
to emperors, he influenced many policies in later roman
times. He attracted a following, known as the circle of
Ambrose, and one wonders if the Ambrosii of Nennius and
Gildas were initially part of this circle or perhaps even a
relative? Gibbons points out the Roman practice of adopting
the name of ones patron, "which had always prevailed
among the freedmen and clients of illustrious
families."17 Furthermore,
St. Ambose's father came from an old senatorial family and
was the Prefect of Gaul. The territory he administered
included Gaul, Spain, Britain and Tingitana in Africa. At
the age of thirty, St. Ambrose became the consular governor
of Aemilia-Liguria in northern Italy, which included the
Royal City of Milan. Government service was a tradition in
this family. In the light of our current knowledge, however,
these possible connections can be no more than suggestive.
(but see What's
in a Name?).
The information we have would
fit all the known facts regarding Ambrosius Aurelianus'
father. He was considered "Roman" and apparently
very well respected in certain quarters. As a senator and
consular governor, he would have earned such a position by
his "merit" as Gildas says. He would be required
to wear the Roman Toga Praetexta, with its purple hem, in
public and perhaps entitled to wear an imperial toga if he
so chose. That he was a Christian is almost certain, further
accounting for his position in the latter empire and his
praise by Gildas. He was certainly an outsider, as all high
level provincial positions in Britain were at that time,
educated and refined. His moderate disposition earned him
the respect of his peers and endeared him to the populace.
This moderate disposition carried over to his son Ambrosius
Aurelianus and earned him the title of respect "last of
the Romans" as given to him by Gildas. He apparently
chose to stay on in Britain after the final roman
withdrawal. It is quite possible that he had a young British
wife. His position and respect would have earned him a seat
in the provincial council of Britain, which appears to have
carried on after the time of the final withdrawal of Roman
forces from the south and south-east of Britain. As the
Emperor's official representative he most probably presided
over the provincial council, at least in the early years
after Constantine III. Did he maintain his title of
Consularis and continue to rule part of the old province of
Maxima Caesariensis after the withdrawal? This could be
better answered if it were conclusively know that a brief
period of roman reoccupation occurred in the south-east of
Britain after Constantine III.
This particular Ambrosius
seems to have thrown in his lot with the council and they
with Vortigern. He needed the military backup that only a
strong figure, such as a High-King could provide. Initially
working with Vortigern, he continued to exercise authority
in his old province, especially in and about London.
Vortigern, however, clearly viewed him as a threat, both due
to his influence within the council, and his perceived
connections and leanings towards Rome. They may have both
been biding their time, awaiting future developments within
Britain and the Roman Empire in general. In the meantime,
they sought to consolidate and strengthen their positions.
Ambrosius continued his contacts within the Roman Empire and
the pro-roman faction of Britain, Vortigern continued to
extend his influence through positioning of his relatives
and friends in key positions and the hiring of Saxon
mercenaries. It is interesting to note that the positioning
of Germanic troops in Kent and the south-east would serve to
keep out returning Romans just as well as raiding Saxons!
Especially when, at this time, the main threat to British
security was in the northern parts of the isle from the
Picts and Scots.
In a previous paper, The
Problem of Caer Vortigern, I have addressed some
of the possible interactions between Vortigern and the Elder
Ambrosius, and mentioned the rift that occurred between
them. The presence of large bodies of Saxon mercenaries
certainly aggravated this situation, but what lead to the
final break? We cannot know for sure, but, there is one
major incident that occurred, preserved for us by Nennius,
that clearly was important enough to initiate events:
"And now
the Saxon chief prepared an entertainment, to which he
invited the king, his officers, and Ceretic, his
interpreter, having previously enjoined his daughter to
serve them so profusely with wine and ale, that they might
soon become intoxicated... and enamoured with the beauty of
the damsel, demanded her, through the medium of his
interpreter, of the father, promising to give for her what
ever he should ask Then Hengist... demanded for his daughter
the province, called in English, Centland, in British Ceint
(Kent). This cession was made without the knowledge of the
king, Guoyrancgonus, who then reigned in Kent..."18
The shock waves from such
back room politicking must have been enormous! All this
merely to please the avarice of their High-King, a man who
by no means fits Gildas' description of a Roman gentleman or
"a modest man"! Ambrosius' reaction must have been
especially severe. Not only was Kent adjoining his province,
but it was part of old Maxima Caesariensis and possibly
still nominally under his oversight. The name of the British
"King" of Kent, Guoyrancgonus, takes several forms
in its retelling. It is thought to be derived from "Guorong"
and supposed to mean a governor or viceroy,19
implying he was subject to another's over-rule. It was
shortly after this incident that we have Ambrosius
apparently consolidating his support, and observe the events
that lead up to the battle of Wallop, in Hampshire.
"And from
the reign of Vortigern to the quarrel between Guitolinus and
Ambrosius, are twelve years, which is Guoloppum, that is
Catgwaloph."19
This took place in the year
437/438 (see Adventus
Saxonum) and thus clearly refers to the Elder
Ambrosius and not Ambrosius Aurelianus, the leader of the
Saxon counter offensive in the 60's. The name of Ambrosius'
adversary, Guitolin, is the same as that of two of Vortigern's
ancestors and so he is probably either a relative or
it may possibly be the true name of Vortigern himself.
Vortigern itself is probably a title, meaning overlord or
over-king. Wallop, in Hampshire, was off a major Roman road
from London, between Silchester and Old Sarum. It lies close
to what is thought to be the old boundary of the Roman
provinces of Maxima Caesariensis, centred on London, and
Britannia Prima further to the west, centred at Cirencester.
Amesbury, with its Ambrosian connections, is also nearby. At
stake was one of the most important villa districts in
Britain, and the economic wealth that went with it. Villas
and the Civitates they provided for, were an essential part
of the Roman way of life. Villas also provided for the
monthly provisions supplied to Vortigern's Saxon
mercenaries. Could a refusal by Ambrosius and his faction,
to supplying increased provisions to the Saxon foederati in
Kent, have contributed to the friction? Both Nennius20
and Gildas21 report such a
refusal by the British, but it does not seem to have been
Vortigern's position. Vortigern first gives Kent to his
Saxons. Ambrosius and his party are shocked. Additional
Saxons arrive in Kent, with Ambrosius and others refusing to
contribute additional provisions for them. Vortigern
intervenes, the battle of Wallop. The choice of Wallop, in
Hampshire, as the site of such a battle makes perfect sense
if one is either intercepting an invasion of Maxima from the
west or of western Britain by Maxima. We do not know which
of these two objectives Ambrosius was attempting to achieve,
but it is evident that his main threat was from Vortigern
and his supporters in the western provinces and not from the
small groups of Saxon foederati to the east.
Was Ambrosius worsened at
Wallop? Vortigern remained firmly on the throne, but the
only matter that is clear is that the real losers were the
British themselves. Any history of Ambrosius, must of
necessity, be as much about Vortigern as about Ambrosius the
Elder himself. Their fates were intertwined. The aftermath
of Wallop was a general weakening of the whole foundation of
the High-Kingship in Britain, civil war, and the calling in
of additional Saxon reinforcements to bolster Vortigern's
regime. This later led to the Saxon revolt and the downfall
of Vortigern. During all this, Ambrosius the Elder died and
his family apparently went into hiding. This is reflected
both in the legends of Geoffrey of Monmouth and of Nennius.
The former places Ambrosius in Brittany,22
the later "the boy without a father" in south
Wales.23 Ambrosius the Elder,
his wife, and possibly most of his family "had been
slain in these same broils" to quote Gildas. This
statement can refer to either a period of civil war that
resulted in Wallop, the Saxon revolt that occurred shortly
thereafter, or both. It is most probable that Vortigern
carried out a purge of Ambrosius' surviving followers, and
did not limit his revenge to immediate family.
Did this Ambrosius the Elder
have a more specific name, in good Roman style? It may have
survived in conflated legend with that of his son, Ambrosius
Aurelianus, and resurfaced in Geoffrey of Monmouth's
History. Here he refers to Ambrosius as " found in the
book which Gildas wrote about the victory of Aurelius
Ambrosius."24 (see What's
in a Name?) He always refers to him by this
name, even though both Gildas and Bede render it as "Ambrosius
Aurelianus". Could it be that a tradition so strong
existed of an "Aurelius Ambrosius" that Geoffrey
used it despite the apparent inconsistency with Gildas and
Bede?
Next: Generations
of Ambrosius Part Three
Footnotes:
- Nennius, Historia
Brittonum, section #31.
- Peter
Salway, A History of Roman Britain, p.337.
- Geoffrey
of Monmouth, History of the Kings of Britain,
vi.5 - vi.8.
- Gildas, De
Excidio Brittaniae, section #13, translation by J.A.
Giles.
- Phillips
and Keatman, King Arthur, the True Story, chapter
11.
- Peter
Salway, A History of Roman Britain, p.334.
- John
Morris, The Age of Arthur, especially pp.132 -
133.
- Nennius, Historia
Brittonum, section #40 - 42.
- Peter
Salway, A History of Roman Britain, p.251.
- Peter
Salway, A History of Roman Britain, chapters 13
and 14.
- Peter
Salway, A History of Roman Britain, p.251.
- Edward
Gibbons, Decline and Fall of the Roman Empire,
Vol. IV, p.84.
- Nennius, Historia
Brittonum, section #37.
- Nennius, Historia
Brittonum, section #66.
- Nennius, Historia
Brittonum, section #36.
- Gildas, De
Excidio Brittaniae, section #23.
- Geoffrey
of Monmouth, History of the Kings of Britain,
vi.8.
- Nennius, Historia
Brittonum, section #41.
- Geoffrey
of Monmouth, History of the Kings of Britain,
iv.20.
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